Associate

Asset Management Associate (Regulatory & Enforcement)

An Am Law 20 firm

Apply in confidence →

We are seeking a talented associate with three to six years of experience to join a leading Asset Management Department, focusing on regulatory and enforcement matters. This position is available in a major U.S. office and offers the opportunity to work on sophisticated issues affecting the asset management industry.

The role involves advising investment advisers, including private fund advisers, on a wide range of regulatory and compliance matters under the federal securities laws. You will work closely with a collaborative team to help clients navigate complex regulatory requirements and respond to enforcement inquiries.

While experience with broker-dealer regulatory and compliance matters is not required, it would be beneficial. The firm is committed to providing a supportive and inclusive environment for all attorneys.

  • 3–6 years of experience in asset management regulatory and enforcement matters
  • Significant experience advising investment advisers, including private fund advisers, on regulatory and compliance matters under the federal securities laws
  • Experience with broker-dealer regulatory and compliance matters is beneficial but not required
  • Strong analytical, research, and writing skills
  • Excellent academic credentials and communication skills

Apply for this role

Confidential. We never contact your current employer.

Easy application — upload your CV first

We read it on your device and fill in your details for you. Nothing is sent until you review and submit.