Asset Management Associate (Regulatory & Enforcement)
- Offices (2)New York, New YorkWashington, District of Columbia
- Work typeOn-site
- Experience3–6 PQE
- PracticeCompliance & Regulatory, Securities
An Am Law 20 firm
Apply in confidence →We are seeking a talented associate with three to six years of experience to join a leading Asset Management Department, focusing on regulatory and enforcement matters. This position is available in a major U.S. office and offers the opportunity to work on sophisticated issues affecting the asset management industry.
The role involves advising investment advisers, including private fund advisers, on a wide range of regulatory and compliance matters under the federal securities laws. You will work closely with a collaborative team to help clients navigate complex regulatory requirements and respond to enforcement inquiries.
While experience with broker-dealer regulatory and compliance matters is not required, it would be beneficial. The firm is committed to providing a supportive and inclusive environment for all attorneys.
- 3–6 years of experience in asset management regulatory and enforcement matters
- Significant experience advising investment advisers, including private fund advisers, on regulatory and compliance matters under the federal securities laws
- Experience with broker-dealer regulatory and compliance matters is beneficial but not required
- Strong analytical, research, and writing skills
- Excellent academic credentials and communication skills
Apply for this role
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