A highly regarded law firm's Asset Management Department is seeking a mid-level associate to join its Regulatory & Enforcement practice, with openings across its New York and Washington, DC offices.

The role focuses on counseling investment advisers — including private fund advisers — on regulatory and compliance matters arising under the federal securities laws. The work is advisory and enforcement-facing, sitting at the intersection of asset management and securities regulation.

Candidates with exposure to broker-dealer regulatory and compliance matters are viewed favorably, though that experience is not required. This is an opportunity to build a focused regulatory practice within a collaborative, multi-office team.

Three to six years of relevant experience
Significant experience advising investment advisers, including private fund advisers, on regulatory and compliance matters under the federal securities laws
Experience with broker-dealer regulatory and compliance matters is beneficial but not required
Strong analytical and written communication skills

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