Associate

Senior Attorney – Technology Corporate & Blue Sky Securities, Santa Monica

An Am Law 20 firm

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A highly regarded law firm seeks a senior attorney to join its Technology group with a focus on Blue Sky laws. The role involves advising clients on federal securities law exemptions, state Blue Sky regulations, and broker-dealer compliance, alongside supporting a broad range of securities transactions.

The practice spans securities offerings, private company financings, investment funds, capital markets transactions, and other securities matters. The attorney will work closely with colleagues across practice areas and offices in a collaborative, entrepreneurial environment.

This is an excellent opportunity for a securities attorney with deep expertise in state and federal securities compliance to take on a senior role within a dynamic technology-focused corporate practice in Santa Monica.

  • Significant experience advising on federal securities law exemptions, state Blue Sky laws, broker-dealer regulations, and related compliance matters
  • Strong working knowledge of Regulation D, Section 4(a)(2), Rule 701, Regulation A, Rule 144, and applicable state securities requirements
  • Experience preparing and overseeing Form D and state securities filings through the NASAA Electronic Filing Depository (EFD)
  • Background supporting securities offerings, private company financings, investment funds, and capital markets transactions
  • Outstanding academic credentials and comparable law firm experience
  • Excellent written and verbal communication skills
  • Relevant bar admission (or eligibility to obtain admission promptly) and deal sheet required

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